IFA Job and IVA

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rob100

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Post by rob100 » Thu Dec 04, 2008 9:37 am
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Posted - 03 December 2008 : 11:19:43
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I have quite an important question please help.

I am an Independent Financial Adviser directly regulated with the FSA, if i go for an IVA will this prevent me from changing jobs to another IFA firm/similar job incorporating my registered adviser status. Do you know what FSA rules are on fit and proper etc.

Many Thanks

Rob
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MelanieGiles

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Post by MelanieGiles » Thu Dec 04, 2008 10:49 am
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You will need to chat this through with the FSA and the OFT as I gather that they operate on a case by case basis. I would hope that if you demonstrate that you are going to deal with your debts in a responsible manner, they would see the sense in not withdrawing your authorisation.

Do you run your own business, or are you an employee of someone else?
Regards, Melanie Giles, Insolvency Practitioner
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