FSA Approved Person

Get expert opinion. This is the place for new questions to be posted.
2 posts Page 1 of 1
 
 

boznich80

User avatar
Posts: 22
Joined: Sat Mar 06, 2010 11:27 am
Location:

Post by boznich80 » Thu Jul 12, 2012 8:22 pm
Hi All,

If you work in the financial services industry (or know of people who have with these circumstances), has anyone had to go through the process of the FSA approved persons (CF30 customer function etc) whilst in an IVA or completed in IVA within 6 years.

The FSA say they review on a case by case basis i believe but wondered if you are likely to be rejected.

Tks
 
 

MelanieGiles

User avatar
Industry Expert
Posts: 47612
Joined: Tue Jan 09, 2007 10:42 am
Location:

Post by MelanieGiles » Fri Jul 13, 2012 1:41 am
I do know of quite a few IFAs who have been authorised whilst subject to an IVA, but I thing that the FSA do view things on an individual basis. Are you in an IVA at present?
Regards, Melanie Giles, Insolvency Practitioner
2 posts Page 1 of 1
Return to “Ask IVA Forum and Industry experts”